-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HSUe8YcLvMULyahEsv4ioNkFO4BAQE7qWXWizyouVXtdWcVhix82Pb/8VvdFkAvd k7HMoy7dP720kcXKPMNqQA== 0001107416-03-000017.txt : 20031022 0001107416-03-000017.hdr.sgml : 20031022 20031022121246 ACCESSION NUMBER: 0001107416-03-000017 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031022 GROUP MEMBERS: ERIC D. HOVDE GROUP MEMBERS: FINANCIAL INSTITUTION PARTNERS III, L.P. GROUP MEMBERS: HOVDE CAPITAL ADVISORS LLC GROUP MEMBERS: STEVEN D. HOVDE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL INSTITUTION PARTNERS III LP CENTRAL INDEX KEY: 0001107416 IRS NUMBER: 522199979 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1824 JEFFERSON PLACE NW CITY: WASHINGTON STATE: DC ZIP: 20036 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0001089503 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330859334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58451 FILM NUMBER: 03951308 BUSINESS ADDRESS: STREET 1: 130 WEST FALLBROOK STREET CITY: FALLBROOK STATE: CA ZIP: 92028 BUSINESS PHONE: 7607238811 MAIL ADDRESS: STREET 1: 130 WEST FALLBROOK STREET CITY: FALLBROOK STATE: CA ZIP: 92028 SC 13D/A 1 cmbc13da5.txt 1 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D UNDER THE EXCHANGE ACT OF 1934 (Amendment No. 5) COMMUNITY BANCORP, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.625 PER SHARE - ------------------------------------------------------------------------------- (Title of Class of Securities) 20342P109 ------------------------------------------------------------------------------- (CUSIP Number) Richard J. Perry, Jr., Esquire Perry & Associates, P.C. 1826 Jefferson Place, N.W. Washington, D.C. 20036 (202) 775-8109 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 20, 2003 ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.[ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Exhibit Index at page 12 Page 1 of 13 2 - ------------------------------------------------------------------------------- CUSIP NUMBER 20342P109 - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Financial Institution Partners III, L.P. / 52-2199979 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)X (b) - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Organized: State of Delaware - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON WITH 213,324 Shares ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 213,324 Shares ---------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,324 Shares - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------- CUSIP NUMBER 20342P109 - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Hovde Capital Advisors LLC / 03-0430205 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)X (b) - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Organized: State of Delaware - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON WITH (1) 213,324 Shares ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 213,324 Shares ---------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,324 Shares - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- (1) The 213,324 Shares beneficially owned by Hovde Capital Advisors LLC are as Investment Manager to Financial Institution Partners III, L.P., the direct owner.
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- ------------------------------------------------------------------------------- CUSIP NUMBER 20342P109 - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Eric D. Hovde - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)X (b) - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON WITH(2) 213,324 Shares ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 213,324 Shares ---------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,324 Shares - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- (2) The 213,324 Shares beneficially owned by Eric D. Hovde are as President, CEO and Managing Member of Hovde Capital Advisors LLC, the Investment Manager to Financial Institution Partners III, L.P., the direct owner.
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- ------------------------------------------------------------------------------- CUSIP NUMBER 20342P109 - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven D. Hovde - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)X (b) - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - ------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORIGIN USA - ------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON WITH(3) 213,324 Shares ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 213,324 Shares ---------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,324 Shares - ------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. [ ] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- (3) The 213,324 Shares beneficially owned by Steven D. Hovde are as the Chairman of Hovde Capital Advisors LLC, the Investment Manager to Financial Institution Partners III, L.P., the direct owner.
Page 5 of 13 6 Item 1. Security and Issuer The class of security to which this statement relates is the common stock, par value $0.625 per share (the "Shares"), of Community Bancorp, Inc. (the "Issuer"). The address of the principal executive offices of the Issuer is 130 West Fallbrook Street, Fallbrook, CA 92028. Item 2. Identity and Background The persons filing this statement are Financial Institution Partners III, L.P. (the "Limited Partnership"), Hovde Capital Advisors LLC (the "Investment Manager"), Eric D. Hovde, and Steven D. Hovde who are collectively referred to herein as the "Reporting Persons." The Limited Partnership is a Delaware limited partnership formed for the purpose of investing in, among other things, the equity securities of various financial institutions and financial services companies. Hovde Capital Advisors LLC, a Delaware limited liability company, is the Investment Manager to Financial Institution Partners III, L.P., the direct owner. Eric D. Hovde and Steven D. Hovde each may hold beneficial interests in the Shares through ownership of an interest in, and positions as officers and/or members of the Investment Manager. Eric D. Hovde and Steven D. Hovde are also directors and executive officers of Hovde Financial, Inc. ("Hovde Financial"). Hovde Financial does not beneficially own any of the Shares. Attached as Schedule 1 hereto and incorporated by reference herein is a list containing the principal business and the address of its principal business and offices for the Limited Partnership and the Investment Manager as well as information required by (a) through (f) of this Item as to each executive officer, director and/or controlling person of the Investment Manager who are Reporting Persons. The Investment Manager controls Financial Institution Partners III, L.P., the direct owner. None of the Reporting Persons or executive officers, directors or controlling persons of the Investment Manager have, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding of any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration Information regarding the source and amount of funds used by the Reporting Persons in acquiring beneficial ownership of their Shares is set forth in Schedule 2 attached hereto and incorporated herein by reference. Item 4. Purpose of Transaction The Reporting Persons have disposed of the Shares for investment purposes and as set forth below: Each of the Reporting Persons may independently acquire additional Shares or dispose of some or all of its Shares. The Reporting Persons expect to evaluate on an ongoing basis their investment in the Issuer, and may independently, from time to time, acquire additional Shares, dispose of Shares or formulate other purposes, plans or proposals regarding the Issuer or the Shares held by the Reporting Persons in addition to those discussed above. Any such acquisitions or dispositions may be made, subject to applicable law, in open market or privately negotiated transactions or otherwise. Except as described above, neither the Reporting Persons nor, to the knowledge of the Reporting Persons, any of the persons named in Schedule 1 hereto have any plans or proposals which related to or would result in any of the actions or transactions specified in clauses (a) through (j) of Item 4 of Schedule 13D. Page 6 of 13 7 Item 5. Interest in Securities of the Issuer (a), (b) Schedule 3 hereto, which is incorporated by reference herein, sets forth, as of October 22, 2003, information relating to the aggregate number of Shares of the Issuer and the percentage of the outstanding Shares of the Issuer as of such date (based upon information provided by the Issuer, there are 4,354,127 Shares outstanding as of that date) as to each of the Reporting Persons. With respect to the Shares set forth on Schedule 3, by virtue of its control over the Limited Partnership, all decisions regarding voting and disposition of the Shares beneficially owned by the Limited Partnership are made by the Investment Manager acting through its chief executive officer, president or managing member. As such, the Limited Partnership and the Investment Manager share voting and investment power with respect to the Shares. Therefore, as a result of their ownership interest in, and positions as members and officers of the Investment Manager, Eric D. Hovde and Steven D. Hovde may be deemed to have beneficial ownership of the Shares. Neither the Investment Manager, nor its executive officers, or controlling persons beneficially owns any Shares personally or otherwise. (c) Schedule 4 hereto, which is incorporated by reference herein, describes, as of October 22, 2003, transactions in the Shares effected during the past sixty (60) days by the Reporting Persons. (d) None. (e) The date on which the Reporting Persons ceased to be the beneficial owner of more than five percent of the class of securities is October 20,2003. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Page 7 of 13 8 Item 7. Materials to be filed as Exhibits Exhibit A - Consent Agreement pursuant to 17 C.F.R. 13d-1(f)(1). Exhibit B - [OMITTED - FILED PURSUANT TO REQUEST FOR CONFIDENTIAL TREATMENT NON PUBLIC INFORMATION HAS BEEN FILED WITH THE COMMISSION] (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Exhibit C - Customer Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Exhibit D - Prime Broker Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit E - Partnership Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Exhibit F - Account Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Exhibit G - Prime Broker Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Exhibit H - Partnership Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001). Signatures After reasonable inquiry and to the best of his/its knowledge and belief, each of the undersigned Reporting Persons certifies that the information set forth in this statement with respect to him/it is true, complete and correct. FINANCIAL INSTITUTION PARTNERS III, L.P., by its General Partner, HOVDE CAPITAL, LTD. By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary HOVDE CAPITAL ADVISORS LLC By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary ERIC D. HOVDE /s/ Eric D. Hovde ------------------------------------------------- STEVEN D. HOVDE /s/ Steven D. Hovde ------------------------------------------------- Dated: 10/22/03 Page 8 of 13 9 Schedule 1 INFORMATION RELATING TO REPORTING PERSONS
Principal Business and Address of Principal Business Name or Principal Office - ---- ------------------------------ Financial Institution Limited partnership formed to Partners III, L.P. make investments primarily in equity securities of financial institutions and financial services companies. 1824 Jefferson Place, N.W. Washington, D.C. 20036 Organized: State of Delaware Hovde Capital Advisors LLC Limited liability company and registered investment adviser formed to serve as an investment manager. 1824 Jefferson Place, N.W. Washington, D.C. 20036 Organized: State of Delaware
INFORMATION RELATING TO EXECUTIVE OFFICERS, DIRECTORS AND/OR CONTROLLING PERSONS
NAME PRINCIPAL OCCUPATION ADDRESS BUSINESS ADDRESS CITIZENSHIP - ------- -------------------- ----------- Steven D. Hovde(4) Investment banker U.S. 1629 Colonial Parkway Hovde Financial, Inc. Inverness, Illinois 60067 1629 Colonial Parkway Inverness, Illinois 60067 Investment banking firm Eric D. Hovde (5) Portfolio Manager U.S. 1826 Jefferson Place, N.W. Hovde Capital Advisors LLC Washington, D.C. 20036 1824 Jefferson Place, N.W. Washington, D.C. 20036 Registered Investment Adviser
- ------------------------------------------------------------------------------- (4) Steven D. Hovde is affiliated with the following Reporting Person: Chairman and Member of Hovde Capital Advisors LLC (5) Eric D. Hovde is affiliated with the following Reporting Person: President, Chief Executive Officer and Managing Member of Hovde Capital Advisors LLC Page 9 of 13 10 SCHEDULE 2 The following table sets forth the amount and source of funds used by each Reporting Person in acquiring the Shares beneficially owned by it.
Amount Originally Total Financed/ Source of Name Consideration Current Balance Funds - ------------------------------------------------------------------------------- Financial $1,420,455.85 $1,338,871.65/ Working Capital/ Institution $0 Margin Account Partners III, L.P. Hovde Capital $1,420,455.85 $0 Working Capital Advisors LLC Of Affiliates Eric D. Hovde $1,420,455.85 $0 Working Capital Of Affiliates Steven D. Hovde $1,420,455.85 $0 Working Capital Of Affiliates
- ------------------------------------------------------------------------------- SCHEDULE 3 The following table sets forth the number and approximate percentage of Shares beneficially owned by each of the Reporting Persons. Each of the Reporting Persons has shared power to vote or to direct the vote and to dispose or to direct the disposition of the Shares of which each of them, respectively, possesses beneficial ownership.
Approximate Name Number of Shares Percentage - ---- ---------------- ----------- Financial Institution 213,324 Shares 4.9% Partners III, L.P. Hovde Capital Advisors LLC 213,324 Shares 4.9% Eric D. Hovde 213,324 Shares 4.9% Steven D. Hovde 213,324 Shares 4.9% - ------------------------------------------------------------------------------- Aggregate Shares Held by 213,324 Shares 4.9% Reporting Persons
Page 10 of 13 11 SCHEDULE 4 Description of Transactions in Shares Effected Within 60 Days. The Reporting Persons have effected the following transactions in the Shares within sixty (60) days of October 22, 2003:
- ------------------------------------------------------------------------------- Transaction Number of Transaction Transaction Broker Date Shares Price Type - ------------------------------------------------------------------------------- Financial 08/29/03 1,000 17.51917 Sell REDI Institution Partners III, L.P. Financial 09/03/03 3,250 17.903760 Sell REDI Institution Partners III, L.P. Financial 09/08/03 600 17.969150 Sell REDI Institution Partners III, L.P. Financial 09/11/03 170 17.969118 Sell REDI Institution Partners III, L.P. Financial 09/15/03 100 18.219100 Sell REDI Institution Partners III, L.P. Financial 09/16/03 1,000 18.219140 Sell REDI Institution Partners III, L.P. Financial 09/17/03 1,700 18.572024 Sell REDI Institution Partners III, L.P. Financial 09/18/03 700 18.919100 Sell REDI Institution Partners III, L.P. Financial 09/19/03 400 18.969100 Sell REDI Institution Partners III, L.P. Financial 09/23/03 1,000 18.919110 Sell REDI Institution Partners III, L.P. Financial 09/24/03 500 18.969100 Sell REDI Institution Partners III, L.P. Financial 09/25/03 200 18.919100 Sell REDI Institution Partners III, L.P. Financial 09/29/03 60 18.819000 Sell REDI Institution Partners III, L.P. Financial 10/01/03 1,800 18.991306 Sell REDI Institution Partners III, L.P. Financial 10/02/03 900 18.969100 Sell REDI Institution Partners III, L.P. Financial 10/06/03 1,432 18.969106 Sell REDI Institution Partners III, L.P. Financial 10/08/03 2,000 18.819115 Sell REDI Institution Partners III, L.P. Financial 10/09/03 600 19.119100 Sell REDI Institution Partners III, L.P. Financial 10/14/03 907 18.831312 Sell REDI Institution Partners III, L.P. Financial 10/16/03 1,000 19.219090 Sell REDI Institution Partners III, L.P. Financial 10/17/03 4,000 20.169053 Sell REDI Institution Partners III, L.P. Financial 10/20/03 2,500 20.659028 Sell REDI Institution Partners III, L.P. Financial 10/21/03 2,000 20.269045 Sell REDI Institution Partners III, L.P.
Page 11 of 13 12
EXHIBIT INDEX Page Exhibit A - Consent Agreement to 17 C.F.R. 13d-1(f)(1) 13 Exhibit B - [OMITTED - FILED PURSUANT TO REQUEST FOR CONFIDENTIAL TREATMENT - NON PUBLIC INFORMATION HAS BEEN FILED WITH THE COMMISSION](6) (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit C - Customer Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit D - Prime Broker Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit E - Partnership Agreement between Banc of America Securities LLC and Financial Institution Partners, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit F - Account Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit G - Prime Broker Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001) Exhibit H - Partnership Agreement between Banc of America Securities LLC and Financial Institution Partners III, L.P. (Incorporated by reference to Schedule 13D filed with the SEC on April 24, 2001)
- ------------------------------------------------------------------------------- (6) Portions of Exhibit B have been omitted pursuant to a request for confidential treatment of information in accordance with Rule 24b-2 of the Securities and Exchange Act of 1934. Page 12 of 13 13 EXHIBIT A Consent Agreement Pursuant to 17 C.F.R. 13d-1(f)(1) Each of the undersigned hereby consents and agrees to the filing on behalf of each of them of the foregoing joint statement on Schedule 13D pursuant to 17 C.F.R. 13d-1(f)(1) with respect to his/its beneficial ownership of the shares of the Issuer. FINANCIAL INSTITUTION PARTNERS III, L.P., by its General Partner, HOVDE CAPITAL, LTD. By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary HOVDE CAPITAL ADVISORS LLC By: /s/ Richard J. Perry, Jr. ------------------------------------------------- Richard J. Perry, Jr. Its: Secretary ERIC D. HOVDE /s/ Eric D. Hovde ------------------------------------------------- STEVEN D. HOVDE /s/ Steven D. Hovde ------------------------------------------------- Dated: 10/22/03 Page 13 of 13
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